Tag: Corporate and Company Law
SEC Adopts Enhanced Reporting Requirements For Private Funds – Securities
On May 3, 2023, the U.S. Securities and Exchange Commission
(SEC) approved amendments to Form PF (the Form PF Reporting
Amendments), the confidential reporting form required...
4 Areas Of Heightened Antitrust Risk In Private Equity – Antitrust,...
Antitrust enforcers are echoing claims of recent books and
articles decrying private equity firms' reshaping of American
business in ways allegedly antithetical to
competition.1
As antitrust enforcers remain...
SEC Staff Issues Bulletin On The Care Obligations Of Advisers And...
On April 20, 2023, the staff of the Securities and Exchange
Commission (the "SEC") published an FAQ-style
bulletin1 that provides guidance on the care obligations
of broker-dealers...
ESAs Launch Public Consultation On SFDR RTS Amendments – Commodities/Derivatives/Stock Exchanges
The ESAs launched a public consultation proposing changes to the
SFDR RTS. If adopted, the amendments could impact the
categorisation of certain Article 9 products and...
Navigating BEA And Clayton Act Section 8 Compliance And Enforcement Actions...
Private equity firms and fund managers continue to see an
increase in regulatory action from the federal government. On the
heels of the rapidly approaching deadline...